QUALIFIED RETIREMENT PLAN SERVICES

The services described below will be provided for initial plan installation or a conversion from a previous plan.

1. Establishment of a Plan:
   
   
   • Review plan design and proposed insurance company or financial institution Recordkeeping and Investment Services or Products.
     
     
2. Prepare or Update Plan Documents If Using Prototype (for review by counsel):
   • Plan Document (consider appropriateness of Prototype, Volume Submitter or individually designed plan documents).
     
     
   • Prepare Signature-Ready Adoption Agreement Based on Information Provided by Employer.
     
     
   • Provide Summary Plan Description based on Prototype Plan, as adopted by Employer.
     
     
   • Design and Select Funding Vehicle Provide Investment Information and All Administrative Forms (Investment Provide Direction forms, Fund Transfer forms, etc.).

3. Assist in Obtaining IRS Determination Letter (for Non-Standardized Prototype Plans).